\subsection{The Ellis semigroup} \lecture{17}{2023-12-12}{The Ellis semigroup} Let $(X, d)$ be a compact metric space and $(X, T)$ a flow. Let $X^{X} \coloneqq \{f\colon X \to X\}$ be the set of all functions.\footnote{We take all the functions, they need not be continuous.} We equip this with the product topology, i.e.~a subbasis is given by sets \[ U_{\epsilon}(x,y) \coloneqq \{f \in X^X : d(x,f(y)) < \epsilon\}. \] for all $x,y \in X$, $\epsilon > 0$. $X^{X}$ is a compact Hausdorff space. \begin{remark} \todo{Copy from exercise sheet 10} Let $f_0 \in X^X$ be fixed. \begin{itemize} \item $X^X \ni f \mapsto f \circ f_0$ is continuous: Consider $\{f : f \circ f_0 \in U_{\epsilon}(x,y)\}$. We have $ff_0 \in U_{\epsilon}(x,y)$ iff $f \in U_\epsilon(x,f_0(y))$. \item Fix $x_0 \in X$. Then $f \mapsto f(x_0)$ is continuous. \item In general $f \mapsto f_0 \circ f$ is not continuous, but if $f_0$ is continuous, then the map is continuous. \end{itemize} \end{remark} \begin{definition} Let $(X,T)$ be a flow. Then the \vocab{Ellis semigroup} is defined by $E(X,T) \coloneqq \overline{T} \subseteq X^X$, i.e.~identify $t \in T$ with $x \mapsto tx$ and take the closure in $X^X$. \end{definition} $E(X,T)$ is compact and Hausdorff, since $X^X$ has these properties. Properties of $(X,T)$ translate to properties of $E(X,T)$: \begin{goal} We want to show that if $(X,T)$ is distal, then $E(X,T)$ is a group. \end{goal} \begin{proposition} $E(X,T)$ is a semigroup, i.e.~closed under composition. \end{proposition} \begin{proof} Let $G \coloneqq E(X,T)$. Take $t \in T$. We want to show that $tG \subseteq G$, i.e.~for all $h \in G$ we have $th \in G$. We have that $t^{-1}G$ is compact, since $t^{-1}$ is continuous and $G$ is compact. Then $T \subseteq t^{-1}G$ since $T \ni s = t^{-1}\underbrace{(ts)}_{\in G}$. So $G = \overline{T} \subseteq t^{-1}G$. Hence $tG \subseteq G$. \begin{claim} If $g \in G$, then \[ \overline{T} g = \overline{Tg}. \] \end{claim} \begin{subproof} \todo{Homework} \end{subproof} Let $g \in G$. We need to show that $Gg \subseteq G$. It is \[ Gg = \overline{T}g = \overline{Tg}. \] Since $G$ compact, and $Tg \subseteq G$, we have $ \overline{Tg} \subseteq G$. \end{proof} \begin{definition} A \vocab{compact semigroup} $S$ is a nonempty semigroup with a compact Hausdorff topology, such that $S \ni x \mapsto xs$ is continuous for all $s$. \end{definition} \begin{example} The Ellis semigroup is a compact semigroup. \end{example} \begin{lemma}[Ellis–Numakura] \yalabel{Ellis-Numakura Lemma}{Ellis-Numakura}{lem:ellisnumakura} Every compact semigroup contains an \vocab{idempotent} element, i.e.~$f$ such that $f^2 = f$. \end{lemma} \begin{proof} Using Zorn's lemma, take a $\subseteq$-minimal compact subsemigroup $R$ of $S$ and let $s \in R$. Then $Rs$ is also a compact subsemigroup and $Rs \subseteq R$. By minimality of $R$, $R = Rs$. Let $P \coloneqq \{ x \in R : xs = s\}$. Then $P \neq \emptyset$, since $s \in Rs$ and $P$ is a compact semigroup, since $x \overset{\alpha}\mapsto xs$ is continuous and $P = \alpha^-1(s) \cap R$. Thus $P = R$ by minimality, so $s \in P$, i.e.~$s^2 = s$. \end{proof} The \yaref{lem:ellisnumakura} is not very interesting for $E(X,T)$, since we already know that it has an identity, in fact we have chosen $R = \{1\}$ in the proof. But it is interesting for other semigroups. \begin{theorem}[Ellis] $(X,T)$ is distal iff $E(X,T)$ is a group. \end{theorem} \begin{proof} Let $G \coloneqq E(X,T)$. Let $d$ be a metric on $X$. For all $g \in G$ we need to show that $x \mapsto gx$ is bijective. If we had $gx = gy$, then $d(gx,gy) = 0$. Then $\inf d(tx,ty) = 0$, but the flow is distal, hence $x = y$. Let $g \in G$. Consider the compact semigroup $\Gamma \coloneqq Gg$. By the \yaref{lem:ellisnumakura}, there is $f \in \Gamma$ such that $f^2 = f$, i.e.~for all $x \in X$ we have $f^2(x) = f(x)$. Since $f$ is injective, we get that $x = f(x)$, i.e.~$f = \id$. Take $g' \in G$ such that $f = g' \circ g$.% %\footnote{This exists since $f \in Gg$.} It is $g' = g'gg'$, so $\forall x .~g'(x) = g'(g g'(x))$. Hence $g'$ is bijective and $x = gg'(x)$, i.e.~$g g' = \id$. \todo{The other direction is left as an easy exercise.} \end{proof} Let $(X,T)$ be a flow. Then by Zorn's lemma, there exists $X_0 \subseteq X$ such that $(X_0, T)$ is minimal. In particular, for $x \in X$ and $\overline{Tx} = Y$ we have that $(Y,T)$ is a flow. However if we pick $y \in Y$, $Ty$ might not be dense. % TODO: think about this! % We want to a minimal subflow in a nice way: \begin{theorem} If $(X,T)$ is distal, then $X$ is the disjoint union of minimal subflows. In fact those disjoint sets will be orbits of $E(X,T)$. \end{theorem} \begin{proof} Let $G = E(X,T)$. Note that for all $x \in X$, we have that $Gx \subseteq X$ is compact and invariant under the action of $G$. Since $G$ is a group, the orbits partition $X$.% \footnote{Note that in general this does not hold for semigroups.} % Clearly the sets $Gx$ cover $X$. We want to show that they % partition $X$. % It suffices to show that $y \in Gx \implies Gy = Gx$. % Take some $y \in Gx$. % Recall that $\overline{Ty} = \overline{T} y = Gy$. % We have $\overline{Ty} \subseteq Gx$, % so $Gy \subseteq Gx$. % Since $y = g_0 x \implies x = g_0^{-1}y$, we also have $x \in Gy$, % hence $Gx \subseteq Gy$ % TODO: WHY? \end{proof} \begin{corollary} If $(X,T)$ is distal and minimal, then $E(X,T) \acts X$ is transitive. \end{corollary}