\lecture{27}{2024-02-02}{} \begin{refproof}{thm:unifrprox:helper} \gist{% \begin{subproof}[(2), $\impliedby$, sketch] Assume that $x $ is not uniformly recurrent. Then there is a neighbourhood $G \ni x$ such that for all $M \in \N$ \[ Y_M = \{ n \in \N : \forall k < M.~T^{n+k}(x) \not\in G\} \neq \emptyset. \] Note that $Y_1 \supseteq Y_2 \supseteq Y_3 \supseteq \ldots$ Take $\cV \in \beta\N$ containing all $Y_n$. We aim to show that there is no $\cU\in \beta\N$ such that $T_\cU(T_\cV(x)) = x$. Towards a contradiction suppose that such $\cU$ exists. For every $k + 1$ we have $Y_{k+1} \in \cV$. In particular \[ \{n \in \N : T^{n+k}(x) \not\in G\} \supseteq Y_{k+1}, \] so \[ (\cV n) T^{n+k}(x) \not\in G, \] i.e.~ \[ (\cV n) T^n(x) \not\in \underbrace{T^{-k}(G)}_{\text{open}}. \] Thus \[ \underbrace{\ulim{\cV}_n T^n(x)}_{T^\cV(x)} \not\in T^{-k}(G). \] We get that \[ \forall k.~T^k(T^\cV(x)) \not\in G. \] It follows that $\forall \cU \in \beta\N.~T^{\cU}(T^\cV(x)) \not\in G$. % TODO Why? Think about this. \end{subproof} }{% \begin{itemize} \item 2, $\implies$: \begin{itemize} \item TODO \end{itemize} \item 2, $\impliedby$: \begin{itemize} \item TODO \end{itemize} \end{itemize} } \end{refproof} Take $X = \beta\N$, $S \colon \beta\N \to \beta\N$, $S(\cU ) = \hat{1}+ \cU$. Then \[ S^\cV(\cU) = \ulim{\cV}_n S^n(\cU) = \ulim{\cV}_n(\hat{n} + \cU) = \ulim{\cV}_n \hat{n} + \cU = \cV + \cU. \] \begin{corollary} $\cU$ is recurrent iff \[ \exists \cV \in \beta\N \setminus \N .~S^\cV(\cU) = \cU. \] $\cU$ is uniformly recurrent iff \[ \forall \cV.~\exists \cW.~\cW + \cV + \cU = \cU. \] $\cU_1$ and $\cU_2$ are proximal iff $\exists \cV.~\cV + \cU_1 = \cV + \cU_2$. \end{corollary} \begin{definition} We say that $I \subseteq \beta\N$ is a \vocab{left ideal} , if \[ \forall \cU \in I.~\forall \cV \in \beta\N.~\cV + \cU \in I. \] \end{definition} \begin{theorem} \label{thm:unifrprox:helper2} \begin{enumerate}[(1)] \item $\cU$ is uniformly recurrent in $\beta\N$ iff $\cU$ belongs to a minimal\footnote{wrt.~$\subseteq $} (closed) left ideal in $\beta\N$. \item $\cU$ is an idempotent in $\beta\N$ iff $\cU$ belong to a minimal closed subsemigroup of $\beta\N$. \end{enumerate} \end{theorem} \begin{proof} \begin{enumerate}[(1)] \item \gist{ Note that any $\cU \in \beta\N$ yields %gives rise to a left ideal $\beta\N + \cU$. It is closed, since it is the image of $\beta\N$ under the continuous maps $\cV \mapsto \cV + \cU$ and $\beta\N$ is compact. }{% Note that $\beta\N + \cU$ is closed, since $\beta\N$ is compact and $\cdot + \cU$ continuous. } $\cU$ belongs to a minimal left ideal iff $\beta\N + \cU$ is minimal% \gist{, since every ideal containing $\cU$ contains $\beta\N + \cU$. }{.} \gist{% Note that $\beta\N + \cV + \cU \subseteq \beta\N + \cU$ and if $I \subsetneq \beta\N + \cU$, we have $\cV_0 = \cV + \cU \in I$ and $\beta\N + \cV + \cU \subseteq \beta\N + \cU$. So $\cU$ belongs to a minimal left ideal iff }{Equivalently} \[ \forall \cV \in \beta\N .~\beta\N + \cV + \cU = \beta\N + \cU. \] This is the case iff \[ \underbrace{\forall \cV .~\exists \cW.~ \cW + \cV + \cU = \cU.}_% {\cV \text{ uniformly recurrent}} \] \gist{(For one direction take $\cW$ such that $\cW + \cV + \cU= \hat{0} +\cU$. For the other direction note that for every $\cV_0 $, $\cV_0 + \cU$ can be written as $\cV_0 + \cW + (\cV + \cU)$. Where we take $\cW$ such that $\cW + \cV + \cU = \cU$. }{} \item This is very similar to the proof of the \yaref{lem:ellisnumakura}. If $\cU$ is idempotent, then $\{\cU\}$ is a semigroup. Let $C$ be a minimal closed subsemigroup of $\beta\N$. Then $C + \cU$ is a closed subsemigroup. By minimality, we get $C = C + \cU$. Let $D = \{ \cV \in C .~ \cV + \cU = \cU\}$. We have $D \neq \emptyset$. $D$ is a closed semigroup, so $D = C$ be minimality. Hence $\cU + \cU = \cU$. \end{enumerate} \end{proof} \begin{corollary} Idempotent and uniformly recurrent elements exist. \end{corollary} \begin{proof} Use \yaref{thm:unifrprox:helper2} and Zorn's lemma. \end{proof} \begin{theorem} (1) $\implies$ (2) $\implies$ (3) where \begin{enumerate}[(1)] \item $\cU$ is uniformly recurrent and proximal to $\hat{0}$. \item $\cU$ is an idempotent. \item $\cU$ is recurrent and proximal to $\hat{0}$. \end{enumerate} \end{theorem} \begin{proof} (1) $\implies$ (2): Let $\cU$ be uniformly recurrent and proximal to $ \hat{0}$. Take $\cV$ such that $\cV + \cU = \cV + \hat{0} = \cV$. % TODO REF beginning of lecture Since $\cU$ is uniformly recurrent, there exists $\cW$ such that $\cW + \cV + \cU = \cU$, i.e.~$\cW + \cV = \cU$. Then $\cU + \cU = \cW + \cV + \cU = \cU$. (2) $\implies$ (3): Let $\cU$ be an idempotent. Then $\cV + \cU = \cV$ (proximal to $0$) and $\cV + \cU = \cU$ (recurrent) are satisfied for $\cV \coloneqq \cU$. \end{proof} \begin{corollary} $\cU$ is uniformly recurrent and proximal to $0$ iff $\cU$ is an idempotent and belongs to some minimal left ideal of $\beta\N$. \end{corollary} Finally: \begin{refproof}{thm:unifrprox} Let $T\colon X \to X$ and $x \in X$. We want to find $y \in X$ such that $y$ is uniformly recurrent and proximal to $x$. We first prove a version for ultrafilters and then transfer it to $X$. There exists a uniformly recurrent $\cV \in \beta\N$. So for any $\cW$, $\cW + \cV$ is also uniformly recurrent\gist{: Take $\cV_0$. We need to find $\cX$ such that $\cX + \cV_0 + \cW +\cV = \cW + \cV$. By uniform recurrence of $\cV$ we find $\cX'$ such that $\cX' + (\cV_0 + \cW) + \cV = \cV$. Then $\cX = \cW + \cX'$ works. }{.} So all elements of $\beta\N + \cV$ are uniformly recurrent. It is a closed ideal and hence a closed semigroup. So $\beta\N + \cV$ contains a minimal closed semigroup. In particular, there exists an idempotent $\cU \in \beta\N + \cV$. $\cU$ is idempotent and uniformly recurrent hence it is proximal to $0$. Now let us consider $X$. Take $y = T^\cU(x)$. \begin{claim} $y$ uniformly recurrent. \end{claim} \begin{subproof} Recall that $T^{\cV_1 + \cV_2} = T^{\cV_1} \circ T^{\cV_2}$. Since $\cU$ is uniformly recurrent, $\forall \cV .~\exists \cW.~\cW+ \cV+\cU= \cU$, i.e.~$T^{\cW + \cV + \cU} (x) = T^\cW(T^\cV(y)) = T^\cU(x) = y$. \end{subproof} \begin{claim} $y$ is proximal to $x$. \end{claim} \begin{subproof} $\cU$ is proximal to $0$. So $\exists \cV.~\cV + \cU = \cV + \hat{0} = \cV$, i.e.~$T^{\cV}(y) = T^{\cV + \cU}(x) = T^\cV(x)$. Thus $x$ and $y$ are proximal.%TODO REF \end{subproof} \end{refproof} % Office hours wednesday 15:30 - 18:30 office 805 % Exam: First question: present favorite theorem (7-8 minutes, moderate length proof)