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thank you, Mirko!
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2024-01-09 23:03:24 +01:00
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lecture 20 2024-01-09 22:49:22 +01:00
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Merge branch 'main' of https://git.abstractnonsen.se/josia-notes/w23-logic-3 2024-01-09 20:24:24 +01:00
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tutorial 10 2024-01-09 20:23:57 +01:00
12 changed files with 358 additions and 34 deletions

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@ -12,6 +12,9 @@ If you find errors or want to improve something,
please send me a message:\\
\texttt{lecturenotes@jrpie.de}.
Many thanks to \textsc{Mirko Bartsch} for providing notes on lectures
I could not attend!
This notes follow the way the material was presented in the lecture rather
closely. Additions (e.g.~from exercise sheets)
and slight modifications have been marked with $\dagger$.

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@ -61,7 +61,9 @@ However the converse of this does not hold.
Then $\{x_0\}$ is dense in $X$, but $X$ is not second countable.
\end{example}
\begin{example}[Sorgenfrey line]
\todo{Counterexamples in Topology}
Consider $\R$ with the topology given by the basis $\{[a,b) : a,b \in \R\}$.
This is T3, but not second countable
and not metrizable.
\end{example}
\begin{fact}
@ -98,6 +100,7 @@ However the converse of this does not hold.
then $X$ is metrisable.
\end{theorem}
\begin{absolutelynopagebreak}
\begin{fact}
If $X$ is a compact Hausdorff space,
the following are equivalent:
@ -107,6 +110,7 @@ However the converse of this does not hold.
\item $X$ is second countable.
\end{itemize}
\end{fact}
\end{absolutelynopagebreak}
\subsection{Some facts about polish spaces}
@ -175,6 +179,7 @@ suffices to show that open balls in one metric are unions of open balls in the o
\end{proof}
\begin{definition}[Our favourite Polish spaces]
\leavevmode
\begin{itemize}
\item $2^{\omega}$ is called the \vocab{Cantor set}.
(Consider $2$ with the discrete topology)
@ -185,7 +190,7 @@ suffices to show that open balls in one metric are unions of open balls in the o
\end{itemize}
\end{definition}
\begin{proposition}
Let $X$ be a separable, metrisable topological space.
Let $X$ be a separable, metrisable topological space\footnote{e.g.~Polish, but we don't need completeness.}.
Then $X$ topologically embeds into the
\vocab{Hilbert cube},
i.e. there is an injective $f: X \hookrightarrow [0,1]^{\omega}$
@ -227,7 +232,9 @@ suffices to show that open balls in one metric are unions of open balls in the o
$f^{-1}$ is continuous.
\end{claim}
\begin{subproof}
\todo{Exercise!}
Consider $B_{\epsilon}(x_n) \subseteq X$ for some $n \in \N$, $\epsilon > 0$.
Then $f(U) = f(X) \cap [0,1]^{n} \times [0,\epsilon) \times [0,1]^{\omega}$
is open\footnote{as a subset of $f(X)$!}.
\end{subproof}
\end{proof}
\begin{proposition}

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@ -13,7 +13,6 @@
\begin{proof}
Let $C \subseteq X$ be closed.
Let $U_{\frac{1}{n}} \coloneqq \{x | d(x, C) < \frac{1}{n}\}$.
\todo{Exercise}
Clearly $C \subseteq \bigcap U_{\frac{1}{n}}$.
Let $x \in \bigcap U_{\frac{1}{n}}$.
Then $\forall n .~ \exists x_n\in C.~d(x,x_n) < \frac{1}{n}$.

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@ -1,6 +1,6 @@
\lecture{03}{2023-10-17}{Embedding of the cantor space into polish spaces}
% ? \subsection{Trees} TODO
\subsection{Trees}
\begin{notation}
@ -255,9 +255,7 @@
[To be continued]
\phantom\qedhere
\end{refproof}

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@ -1,6 +1,7 @@
\lecture{04}{2023-10-20}{}
\begin{remark}
Some of $F_s$ might be empty.
Some of the $F_s$ might be empty.
\end{remark}
\begin{refproof}{thm:bairetopolish}
@ -29,7 +30,6 @@
\begin{refproof}{thm:bairetopolish:c1}
Let $x_n$ be a series in $D$
converging to $x$ in $\cN$.
Then $x \in \cN$.
\begin{claim}
$(f(x_n))$ is Cauchy.
\end{claim}
@ -40,12 +40,11 @@
$x_m\defon{N} = x\defon{N}$.
Then for all $m, n \ge M$,
we have that $f(x_m), f(x_n) \in F_{x\defon{N}}$.
So $d(f(x_m), f(x_n)) < \epsilon$
we have that $(f(x_n))$ is Cauchy.
So $d(f(x_m), f(x_n)) < \epsilon$, i.e.~$(f(x_n))$ is Cauchy.
\end{subproof}
Since $(X,d)$ is complete,
there exists $y = \lim_n f(x_n)$.
Since for all $m \ge M$, $f(x_m) \in F_{x\defon{N}}$,
we get that $y \in \overline{F_{x\defon{N}}}$.
@ -54,7 +53,6 @@
Hence
\[y \in \bigcap_{n} \overline{F_{x\defon{n}}} = \bigcap_{n} F_{x\defon{n}},\]
i.e.~$y \in D$ and $y = f(x)$.
\end{subproof}
\end{refproof}
We extend $f$ to $g\colon\cN \to X$
@ -70,7 +68,7 @@
(i.e.~$r = \id$ on $D$ and $r$ is a continuous surjection).
Then $g \coloneqq f \circ r$.
To construct $r$, we will define by induction
To construct $r$, we will define
$\phi\colon \N^{<\N} \to S$ by induction on the length
such that
\begin{itemize}

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@ -15,6 +15,7 @@ sketch of \yaref{thm:l16:3} in the case of $|Z| = 1$.
Let $(X,T)$ be a distal flow.
Then $G \coloneqq E(X,T)$ is a group.
\begin{definition}
\label{def:F}
For $x, x' \in X$ define
\[
F(x,x') \coloneqq \inf \{d(gx, gx') : g \in G\}.

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@ -274,6 +274,7 @@ More generally we can show:
$(X'_{\xi+1}, T)$ is a factor of $(X_{\xi+1}, T)$.
\end{proof}
\begin{example}[{\cite[p. 513]{Furstenberg}}]
\label{ex:19:inftorus}
Let $X$ be the infinite torus
\[
X \coloneqq \{(\xi_1, \xi_2, \ldots) : \xi_i \in \C, |\xi_i| = 1\}.

196
inputs/lecture_20.tex Normal file
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@ -0,0 +1,196 @@
\lecture{20}{2024-01-09}{The infinite Torus}
\begin{example}
\footnote{This is the same as \yaref{ex:19:inftorus},
but with new notation.}
Let $X = (S^1)^{\N}$\footnote{We identify $S^1$ and $\faktor{\R}{\Z}$.}
and consider $\left(X, \Z \right)$
where the action is generated by
\[
\tau\colon (x_1,x_2,x_3,\ldots) \mapsto(x_1 + \alpha, x_1 + x_2, x_2 + x_3, \ldots)
\]
for some irrational $\alpha$.
\end{example}
\begin{remark}+
Note that we can identify $S^1$ with a subset of $\C$ (and use multiplication)
or with $\faktor{\R}{\Z}$ (and use addition).
In the lecture both notations were used.% to make things extra confusing.
Here I'll try to only use multiplicative notation.
\end{remark}
We will be studying projections to the first $d$ coordinates,
i.e.
\[
\tau_d \colon (x_1,\ldots,x_d) \mapsto (e^{\i \alpha} x_1, x_1x_2, \ldots, x_{d-1}x_d).
\]
$\tau_d$ is called the \vocab{$d$-skew shift}.
For $d = 1$ we get the circle rotation $x \mapsto e^{\i \alpha} x$.
\begin{fact}
\label{fact:tau1minimal}
The circle rotation $x \mapsto e^{\i \alpha} x$ is minimal.
In fact, every subgroup of $S^1$ is either dense in $S^1$
or it is of the form
\[
H_m \coloneqq \{x \in S^1 : x^m = 0\}
\]
for some $m \in \Z$.
\end{fact}
\todo{Homework!}
We will show that $\tau_d$ is minimal for all $d$,
i.e.~every orbit is dense.
From this it will follow that $\tau$ is minimal.
Let $\pi_n\colon X \to (S^1)^n$ be the projection to the first $n$
coordinates.
\begin{lemma}
Let $x,x' \in X$ with $\pi_n(x) = \pi_n(x')$
for some $n$.
Then there is a sequence of points $x_k$ with
\[\pi_{n-1}(x_k) = \pi_{n-1}(x) = \pi_{n-1}(x')\]
for all $k$
and
\[
F(x_k, x) \xrightarrow{k \to \infty} 0,
F(x_k, x') \xrightarrow{k \to \infty} 0,
\]
where $F$ is as in \yaref{def:F},
i.e.~$F(a,b) = \inf_{n \in \Z} d(\tau^n a, \tau^n b)$,
where $d$ is the metric on $X$,
$d((x_i), (y_i)) = \max_n \frac{1}{2^n} | x_n - y_n|$.% TODO use multiplicative notation
\end{lemma}
\begin{proof}
Let
\begin{IEEEeqnarray*}{rCl}
x &=& (\alpha^0_1, \alpha^0_2, \ldots, \alpha^0_{n-1}, \alpha_n, \alpha_{n+1}, \alpha_{n+2},\ldots)\\
x' &=& (\alpha^0_1, \alpha^0_2, \ldots, \alpha^0_{n-1}, \alpha_n, \alpha'_{n+1}, \alpha'_{n+2},\ldots).\\
\end{IEEEeqnarray*}
We will choose $x_k$ of the form
\[
(\alpha^0_1, \alpha^0_2, \ldots, \alpha^0_{n-1} \alpha_n e^{\i \beta_k}, \alpha_{n+1}, \alpha_{n+2}, \ldots),
\]
where $\beta_k$ is such that $\frac{\beta_k}{\pi}$ is irrational
and $|\beta_k| < 2^{-k}$.
Fix a sequence of such $\beta_k$.
Then
\[d(x_k,x) = 2^{-n} |e^{\i \beta_k} - 1| < 2^{-n-k} \xrightarrow{k\to \infty} 0.\]
In particular $F(x_k, x) \to 0$.
We want to show that $F(x_k, x') < 2^{-n-k}$.
For $u, u' \in X$,
$u = (\xi_n)_{n \in \N}$,
$u' = (\xi'_n)_{n \in \N}$,
let $\frac{u}{u'} = (\frac{\xi_n}{\xi'_n})_{n \in \N}$
($X$ is a group).
We are interested in $F(x_k, x') = \inf_m d(\tau^m x_k, \tau^m x')$,
but it is easier to consider the distance between
their quotient and $1$.
Consider
\[
w_k \coloneqq \frac{x_k}{x'} = (\underbrace{1,\ldots,1}_{n-1}, e^{\i \beta_k}, \overbrace{\frac{\alpha_{n+1}}{\alpha'_{n+1}}, \frac{\alpha_{n+2}}{\alpha'_{n+2}}, \ldots}^{\mathclap{\text{not interesting}}}).
\]
\begin{claim}
$F(x_k, x') = \inf_m d(\sigma^m(w_k), 1)$,
where $\sigma(\xi_1, \xi_2, \ldots) = (\xi_1, \xi_1\xi_2, \xi_2\xi_3, \ldots)$.
\end{claim}
\begin{subproof}
We have
\begin{IEEEeqnarray*}{rCl}
F(u,u') &=& \inf_m d(\tau^m u, \tau^m u')\\
&=& \inf_m d(\frac{\tau^m u}{\tau^m u'}, 1)\\
&=& \inf_m d(\sigma^m\left( \frac{u}{u'} \right), 1).
\end{IEEEeqnarray*}
\end{subproof}
Fix $k$. Let $w^\ast = (1,\ldots,1, e^{\i \beta_k}, 1, \ldots)$.
By minimality of $(X,T)$ for any $\epsilon >0$,
there exists $m \in \Z$ such that
$d(\sigma^m w_k, w^\ast) < \epsilon$.
% TODO Think about this
Then
\begin{IEEEeqnarray*}{rCl}
\inf_m d(\sigma^m w_k, 1) &\le & \inf_m d(\sigma^m w_k, w^\ast) + d(w^\ast, 1)\\
&\le & 2^{-n} | e^{\i \beta_k}- 1|\\
&<& 2^{-n-k}.
\end{IEEEeqnarray*}
\end{proof}
\begin{definition}
For every continuous $f\colon S^1 \to S^1$, the
\vocab{winding number} $[f] \in \Z$
is the unique integer such that $f$ is homotopic%
\footnote{$f\colon Y \to Z$ and $g\colon Y \to Z$ are homotopic
iff there is $H\colon Y \times [0,1] \to \Z$
continuous such that $H(\cdot ,0) = f$ and $H(\cdot ,1) = g$.}
to the map
$x \mapsto x^{n}$.
\end{definition}
\begin{remark}
Note that for
\begin{IEEEeqnarray*}{rCl}
\sigma\colon (S^1)^d &\longrightarrow & S^1 \\
(x_1,\ldots,x_d) &\longmapsto & x_d
\end{IEEEeqnarray*}
we have that $T = \tau_{d+1}$,
where
\begin{IEEEeqnarray*}{rCl}
T\colon (S^1)^d \times S^1 &\longrightarrow & (S^1)^d \times S^1 \\
(y, x_{d+1}) &\longmapsto & (\tau_d(y), \sigma(y) x_{d+1}).
\end{IEEEeqnarray*}
\end{remark}
\begin{theorem}
\label{thm:taudminimal:help}
For every $d$ if $\tau_d$\footnote{more formally $((S^1)^d, \langle \tau_d \rangle)$}
is minimal, then $\tau_{d+1}$ is minimal.
\end{theorem}
\begin{corollary}
$\tau_d$ is minimal for all $d$.
\end{corollary}
\begin{proof}
$\tau_1$ is minimal (\yaref{fact:tau1minimal}).
Apply \yaref{thm:taudminimal:help}.
\end{proof}
\begin{corollary}
Since all the $\tau_d$ are minimal,
$\tau$ is minimal.
\end{corollary}
\begin{proof}
This follows from the definition of the product topology,
since for a basic open set $U = U_1 \times \ldots \times U_d \times (S^1)^{\infty}$
it suffices to analyze the first $d$ coordinates.
\end{proof}
\begin{refproof}{thm:taudminimal:help}
Let $s \coloneqq \tau_d$ and $Y \coloneqq (S^1)^d$.
Consider
\begin{IEEEeqnarray*}{rCl}
\gamma\colon S^1 &\longrightarrow & Y \\
x &\longmapsto & (x,x,\ldots,x)
\end{IEEEeqnarray*}
\begin{enumerate}[(a)]
\item $\gamma$ and $s \circ \gamma$ are homotopic
via
\begin{IEEEeqnarray*}{rCl}
H\colon S^1 \times [0,1] &\longrightarrow & (S^1)^d \\
(x, t)&\longmapsto & (x e^{\i t \alpha}, x^{t+1}, x^{t+1}, x^{t+1},\ldots, x^{t+1})
\end{IEEEeqnarray*}
\item For all $m \in \Z \setminus \{0\}$, we have
$[x \mapsto \left(\sigma(\gamma(x))\right)^m] = m \neq 0$,
since $\sigma(\gamma(x)) = \sigma((x,\ldots,x)) = x$.
\end{enumerate}
[to be continued]
\phantom\qedhere
\end{refproof}

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@ -13,9 +13,9 @@
\begin{fact}
\begin{itemize}
\item Let $X$ be a topological space.
Then $X$ 2nd countable $\implies$ X separable.
Then $X$ \nth{2} countable $\implies$ X separable.
\item If $X$ is a metric space and separable,
then $X$ is 2nd countable.
then $X$ is \nth{2} countable.
\end{itemize}
\end{fact}
\begin{proof}
@ -32,18 +32,18 @@
\begin{fact}
Let $X$ be a metric space.
If $X$ is Lindelöf,
then it is 2nd countable.
then it is \nth{2} countable.
\end{fact}
\begin{proof}
For all $q \in \Q$
Consider the cover $B_q(x), x \in X$
consider the cover $B_q(x), x \in X$
and choose a countable subcover.
The union of these subcovers is
a countable base.
\end{proof}
\begin{fact}
Let $X$ be a topological space.
If $X$ is 2nd countable,
If $X$ is \nth{2} countable,
then it is Lindelöff.
\end{fact}
\begin{proof}
@ -60,7 +60,7 @@
\end{proof}
\begin{remark}
For metric spaces the notions
of being 2nd countable, separable
of being \nth{2} countable, separable
and Lindelöf coincide.
In arbitrary topological spaces,

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@ -0,0 +1,113 @@
\tutorial{11}{2024-01-09}{}
An equivalent definition of subflows can be given as follows:
\begin{definition}
Let $(X,T)$ be a flow with action $\alpha_x$.
Let $Y \subseteq X$ be a compact subspace of $X$.
If $Y$ is invariant under $\alpha_x$, we say that
$(Y,T)$ (with action $\alpha_x\defon{T \times Y}$
is a subflow of $(X,T)$.
\end{definition}
\begin{example}[Flows with a non-closed orbit]
\begin{enumerate}[1.]
\item Consider $(S^1, \Z)$
with action given by $1 \cdot x = x + c$ for
a fixed $c \in \R\setminus\Q$.\footnote{We identify $S^1$ and $\faktor{\R}{\Z}$.}
Then the orbit of $0$, $\{nc : n \in \Z\}$ is dense but consists only of irrationals
(except $0$),
so it is not closed.
\item Consider $(S^1, \Q)$ with action $qx \coloneqq x + q$.
The orbit of $0$, $\faktor{\Q}{\Z} \subseteq S^1$,
is dense but not closed.
$(S^1,\Q)$ is minimal.
\end{enumerate}
\end{example}
\begin{example}[\vocab{Left Bernoulli shift}]
Consider $(\{0,1\}^{\Z}, T)$,
where $T = \Z$ and the action is given by
\begin{IEEEeqnarray*}{rCl}
\Z \times \{0,1\}^{\Z}&\longrightarrow & \Z \\
(m, (x_n)_{n \in \Z})&\longmapsto & (x_{n+m})_{n \in \Z}.
\end{IEEEeqnarray*}
The orbit of $z \coloneqq (0)_{n \in \Z}$ consist of only on point.
In particular it is closed.
Let $x \coloneqq ( [n = 0])_{n \in \Z}$.
Then $Tx = \{([n = m])_{n \in \Z} | m \in \Z\}$.
Clearly $z \not\in Tx$.
\begin{claim}
$z \in \overline{Tx}$
\end{claim}
\begin{proof}
Consider a basic open $z \in U_I = \{y : y_i = 0, i \in I\}$
where $I \subseteq \Z$ is finite.
Then $U_I \cap Tx \neq \emptyset$
as we can shift the $1$ out of $I$,
i.e.~$(\max I + 1) x \in U_I$.
\end{proof}
\end{example}
Flows are always on non-empty spaces $X$.
\begin{fact}
Consider a flow $(X,T)$.
The following are equivalent:
\begin{enumerate}[(i)]
\item Every $T$-orbit is dense.
\item There is no proper subflow,
\end{enumerate}
If these conditions hold, the flow is called \vocab{minimal}.
\end{fact}
\begin{proof}
(i) $\implies$ (ii):
Let $(Y,T)$ be a subflow of $(X,T)$.
take $y \in Y$. Then $Ty$ is dense in mKX.
But $Ty \subseteq Y$, so $Y$ is dense in $X$.
Since $Y$ is closed, we get $Y = X$.
(ii) $\implies$ (i):
Take $x \in X$. Consider $Tx$.
It suffices to show that $\overline{Tx}$ is a subflow.
Clearly $\overline{Tx}$ is closed,
so it suffices to show that it is $T$-invariant.
Let $y \in \overline{Tx}$ and $t \in T$.
Take $ty \in U \overset{\text{open}}{\subseteq} X$.
Since $t^{-1}$ acts as a homeomorphism
we have $y \in t^{-1} U \overset{\text{open}}{\subseteq} X$.
We find some $t'x \in t^{-1}U$ since $y \in \overline{Tx}$.
So $tt'x \in Tx \cap U$.
\end{proof}
\begin{fact}
Every flow $(X,T)$ contains a minimal subflow.
\end{fact}
\begin{proof}
We use Zorn's lemma:
Let $S$ be the set of all subflows of $(X,T)$
ordered by $Y \le Y' :\iff Y \supseteq Y'$.
We need to show that for a chain $\langle Y_i : i \in I \rangle$,
there exists a lower bound.
Consider $\bigcap_{i \in I} Y_i$. This a subflow:
\begin{itemize}
\item It is closed as it is an intersection of closed sets.
\item It is $T$-invariant, since each of the $Y_i$ is.
\item It is non-empty by \yaref{tut10fact}.
\end{itemize}
\end{proof}
\begin{fact}
\label{tut10fact}
Let $X$ be a topological space.
Then $X$ is compact iff every family of closed sets with
FIP\footnote{finite intersection property, i.e.~the intersection of every finite sub-family is non-empty}
has non-empty intersection.
\end{fact}
\begin{proof}
Note that families of
closed sets correspond to families of open sets by taking complements.
A family of open sets is a cover iff the corresponding family
has empty intersection,
and is admits a finite subcover iff the corresponding family
has the FIP.
\end{proof}

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@ -50,3 +50,13 @@
\RequirePackage{mkessler-mathfixes} % Load this last since it renews behaviour
\DeclareMathOperator{\inter}{int} % interior
\newcommand{\defon}[1]{|_{#1}} % TODO
\RequirePackage[super]{nth}
% TODO MOVE
% https://tex.stackexchange.com/a/94702
\newenvironment{absolutelynopagebreak}
{\par\nobreak\vfil\penalty0\vfilneg
\vtop\bgroup}
{\par\xdef\tpd{\the\prevdepth}\egroup
\prevdepth=\tpd}

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@ -44,10 +44,7 @@
\input{inputs/lecture_17}
\input{inputs/lecture_18}
\input{inputs/lecture_19}
\input{inputs/lecture_20}
\cleardoublepage
@ -64,6 +61,7 @@
\input{inputs/tutorial_08}
\input{inputs/tutorial_09}
\input{inputs/tutorial_10}
\input{inputs/tutorial_11}
\section{Facts}
\input{inputs/facts}