some changes on lectures 14 / 15
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@ -31,3 +31,17 @@ volume = {85},
year = {1963}, year = {1963},
title = {The Structure of Distal Flows}, title = {The Structure of Distal Flows},
} }
@book{kechris,
abstract = {Descriptive set theory has been one of the main areas of research in set theory for almost a century. This text attempts to present a largely balanced approach, which combines many elements of the different traditions of the subject. It includes a wide variety of examples, exercises (over 400), and applications, in order to illustrate the general concepts and results of the theory. This text provides a first basic course in classical descriptive set theory and covers material with which mathematicians interested in the subject for its own sake or those that wish to use it in their field should be familiar. Over the years, researchers in diverse areas of mathematics, such as logic and set theory, analysis, topology, probability theory, etc., have brought to the subject of descriptive set theory their own intuitions, concepts, terminology and notation.},
author = {Kechris, Alexander},
address = {Netherlands},
isbn = {9781461241904},
keywords = {Mathematics. General principles ; Set theory},
language = {eng},
publisher = {Springer Nature},
series = {Graduate Texts in Mathematics},
title = {Classical Descriptive Set Theory},
volume = {156},
year = {2012},
}

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@ -130,8 +130,14 @@
of all open sets $U \subseteq X$ such that of all open sets $U \subseteq X$ such that
\begin{enumerate}[(i)] \begin{enumerate}[(i)]
\item $U \cap Y \neq \emptyset$, \item $U \cap Y \neq \emptyset$,
\item $\diam_d(U) \le \frac{1}{n}$, \item \gist{$\diam_d(U) \le \frac{1}{n}$,%
\item $\diam_{d_Y}(U \cap Y) \le \frac{1}{n}$. \footnote{The proof gets a little easier if we bound by $\frac{1}{2^n}$ instead of $\frac{1}{n}$,
as that allows to simply take $U'_n \coloneqq \bigcup_{m > n} U_m$,
but both bounds work.}
}{$\diam_d(U) \le \frac{1}{2^n}$.}
\item \gist{%
$\diam_{d_Y}(U \cap Y) \le \frac{1}{n}$.}{%
$\diam_{d_Y}(U \cap Y) \le \frac{1}{2^n}$.}
\end{enumerate} \end{enumerate}
\gist{% \gist{%
We want to show that $Y = \bigcap_{n \in \N} V_n$. We want to show that $Y = \bigcap_{n \in \N} V_n$.

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@ -229,7 +229,7 @@
Let $U \in \cT_\infty$. Let $U \in \cT_\infty$.
Then $U$ is the union of sets of the form Then $U$ is the union of sets of the form
\[ \[
V = U_{n_1} \cap U_{n_2} \cap \ldots \cap U_{nu} V = U_{n_1} \cap U_{n_2} \cap \ldots \cap U_{n_u}
\] \]
for some $n_1 < n_2 < \ldots < n_u$ for some $n_1 < n_2 < \ldots < n_u$
and $U_{n_i} \in \cT_i$. and $U_{n_i} \in \cT_i$.

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@ -19,7 +19,7 @@ where $X$ is a metrizable, usually second countable space.
$\cU$ \vocab{parametrizes} $\Gamma(X)$ $\cU$ \vocab{parametrizes} $\Gamma(X)$
iff: iff:
\begin{itemize} \begin{itemize}
\item $\cU \in \Gamma$, \item $\cU \in \Gamma(Y \times X)$,
\item $\{U_y : y \in Y\} = \Gamma(X)$. \item $\{U_y : y \in Y\} = \Gamma(X)$.
\end{itemize} \end{itemize}
\end{definition} \end{definition}

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@ -34,6 +34,8 @@ with $(f^{-1}(\{1\}), <)$.
and $[\alpha_i, \alpha_{i+1})$ to $(i,i+1)$. and $[\alpha_i, \alpha_{i+1})$ to $(i,i+1)$.
\end{proof} \end{proof}
% TODO $\WF \subseteq 2^\Q$ is $\Sigma^1_1$-complete.
\begin{definition}[\vocab{Kleene-Brouwer ordering}] \begin{definition}[\vocab{Kleene-Brouwer ordering}]
Let $(A,<)$ be a linear order and $A$ countable. Let $(A,<)$ be a linear order and $A$ countable.
@ -181,7 +183,7 @@ i.e.}{}
Let $X$ be Polish and $C \subseteq X$ coanalytic. Let $X$ be Polish and $C \subseteq X$ coanalytic.
Then $\phi\colon C \to \Ord$ Then $\phi\colon C \to \Ord$
is a \vocab[Rank!$\Pi^1_1$-rank]{$\Pi^1_1$-rank} is a \vocab[Rank!$\Pi^1_1$-rank]{$\Pi^1_1$-rank}
provided that $\le^\ast$ and $<^\ast$ are coanalytic, provided that $\le^\ast$ and $<^\ast$ are coanalytic subsets of $X \times X$,
where where
$x \le^\ast_{\phi} y$ $x \le^\ast_{\phi} y$
iff iff

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@ -58,7 +58,19 @@
\item $x \in \WO$ and \item $x \in \WO$ and
\item $\forall f \in \Q^\Q.~(f,y,x) \not\in E$, \item $\forall f \in \Q^\Q.~(f,y,x) \not\in E$,
\end{itemize} \end{itemize}
so it is $\Pi^1_1$. so it is $\Pi^1_1$.%
\gist{\footnote{%
(very informal)
Note that $\Sigma^1_1$-sets work well with comprehensions using ``$\exists$'':
Writing $A \in \Sigma^1_1(X)$ as $A = \proj_X(B)$
for some Borel set $B \subseteq X \times Y$,
the second coordinate can be thought of
as being a witness for a statement.
Likewise, being complements of $\Sigma^1_1$-sets,
$\Pi_1^1$-sets can capture that a witness does not exist,
i.e.~they interact nicely with ``$\forall$''.%
}}{}
Furthermore $x \le_\phi^\ast y \iff$ Furthermore $x \le_\phi^\ast y \iff$
either $x <^\ast_\phi y$ or either $x <^\ast_\phi y$ or
@ -105,6 +117,13 @@
i.e.~take the element with minimal rank i.e.~take the element with minimal rank
that has the minimal second coordinate among those elements. that has the minimal second coordinate among those elements.
\end{proof} \end{proof}
\gist{
\begin{remark}
Uniformization also works for $R \in \Pi^1_1(X \times Y)$
for arbitrary Polish spaces $X,Y$,
cf.~\cite[(36.12)]{kechris}.
\end{remark}
}{}
\begin{corollary}[Countable Reduction for $\Pi^1_1$ Sets] \begin{corollary}[Countable Reduction for $\Pi^1_1$ Sets]
Let $X$ be a Polish space Let $X$ be a Polish space
and $(C_n)_n$ a sequence of coanalytic subsets of $X$. and $(C_n)_n$ a sequence of coanalytic subsets of $X$.
@ -126,33 +145,43 @@
Let $X$ be a Polish space. Let $X$ be a Polish space.
If $(X, \prec)$ is well-founded% If $(X, \prec)$ is well-founded%
\gist{ (i.e.~there are no infinite descending chains)}{} \gist{ (i.e.~there are no infinite descending chains)}{}
then we define a rank $\rho_{y}\colon X \to \Ord$ as follows: then we define a rank $\rho_{\prec}\colon X \to \Ord$ as follows:
For minimal elements the rank is $0$. For minimal elements the rank is $0$.
Otherwise set $\rho_\prec(x) \coloneqq \sup \{\rho_\prec(y) + 1 : y \prec x\}$. Otherwise set $\rho_\prec(x) \coloneqq \sup \{\rho_\prec(y) + 1 : y \prec x\}$.
Let $\rho(\prec) \coloneqq \sup \{\rho_{\prec}(x) + 1 : x \in X\}$. Let $\rho(\prec) \coloneqq \sup \{\rho_{\prec}(x) + 1 : x \in X\}$.
% \begin{exercise} \begin{fact}[{\cite[Appendix B]{kechris}}]
% $\rho(\prec) \le |X|^+$ (successor cardinal). Since $\rho_\prec\colon X \to \rho(\prec)$ is surjective,
% (for countable $<$) we have that $\rho(\prec) \le |X|^+$.%
% \todo{TODO} \gist{\footnote{Here, $|X|^+$ denotes the successor cardinal.}}{}
% % TODO QUESTION \end{fact}
% \end{exercise} \begin{theorem}[{Kunen-Martin, \cite[(31.1)]{kechris}}]
\begin{theorem}[Kunen-Martin]
\yalabel{Kunen-Martin}{Kunen-Martin}{thm:kunenmartin} \yalabel{Kunen-Martin}{Kunen-Martin}{thm:kunenmartin}
If $(X, \prec)$ is wellfounded If $(X, \prec)$ is well-founded
and $\prec \subseteq X^2$ is $\Sigma^1_1$ and $\prec \subseteq X^2$ is $\Sigma^1_1$
then $\rho(\prec) < \omega_1$. then $\rho(\prec) < \omega_1$.
\end{theorem} \end{theorem}
\begin{proof} \begin{proof}
% TODO GIST
% TODO QUESTION where did we use analytic?
Wlog.~$X = \cN$. Wlog.~$X = \cN$.
There is a tree $S$ on $\N \times \N \times \N$ \gist{%
(i.e.~$S \subseteq (\N \times \N \times \N)^{<\N}$) There is a tree $S$ on $\N \times \N \times \N$
such that (i.e.~$S \subseteq (\N \times \N \times \N)^{<\N}$)
\[ such that
\forall x, y \in \cN.~\left(x \succ y \iff \exists \alpha \in \cN.~(x,\alpha,y) \in [S]\right). \[
\] \forall x, y \in \cN.~\left(x \succ y
\iff \exists \alpha \in \cN.~(x,\alpha,y) \in [S]\right).%
\footnotemark
\]
\footnotetext{Here we use that $\prec$ is analytic,
i.e.~$\prec$ can be written as the projection of a closed
subset of $(\cN \times \cN) \times \cN$ and closed subsets
correspond to pruned trees.}
}{%
Take $S' \overset{\text{closed}}{\subseteq} \cN \times \cN \times \cN$
such that $\prec = \proj_{1,3}(S')$
and $S$ a tree on $\N \times \N \times \N$
such that $S' = [S]$.
}
Let Let
\[ \[
@ -163,11 +192,11 @@ Let $\rho(\prec) \coloneqq \sup \{\rho_{\prec}(x) + 1 : x \in X\}$.
Clearly $|W| \le \aleph_0$. Clearly $|W| \le \aleph_0$.
Define $\prec^\ast$ on $W$ Define $\prec^\ast$ on $W$
by setting by setting
\[(s_0,u_1,s_1,\ldots, u_n,s_n) \succ (s_0',u_1', s_1', \ldots, u_m', s_m') :\iff\] \[(s_0,u_1,s_1,\ldots, u_n,s_n) \succ^\ast (s_0',u_1', s_1', \ldots, u_m', s_m') :\iff\]
\begin{itemize} \begin{itemize}
\item $n < m$ and \item $n < m$ and
\item $\forall i \le n.~s_i \subsetneq s_i' \land u_i \subsetneq u_i'$. \item $\forall i \le n.~s_i \subsetneq s_i' \land u_i \subsetneq u_i'$.%
%\todo{$\subseteq$ or $\subsetneq$?} % TODO QUESTION \footnote{sic! (there is a typo in the official notes)}
\end{itemize} \end{itemize}
\begin{claim} \begin{claim}
$\prec^\ast$ is well-founded. $\prec^\ast$ is well-founded.
@ -182,7 +211,7 @@ Let $\rho(\prec) \coloneqq \sup \{\rho_{\prec}(x) + 1 : x \in X\}$.
\] \]
and and
\[ \[
\alpha_i \coloneqq \bigcup_n u_i^n \cN. \alpha_i \coloneqq \bigcup_n u_i^n \in\cN.
\] \]
We get $(x_{i-1}, \alpha_i, x_i) \in [S]$, We get $(x_{i-1}, \alpha_i, x_i) \in [S]$,
hence $x_{i-1} \succ x_i$ for all $i$, hence $x_{i-1} \succ x_i$ for all $i$,
@ -192,38 +221,38 @@ Let $\rho(\prec) \coloneqq \sup \{\rho_{\prec}(x) + 1 : x \in X\}$.
Use that $ \prec$ is well-founded. Use that $ \prec$ is well-founded.
} }
\end{subproof} \end{subproof}
Hence $\rho(\prec^\ast) < |W|^+ \le \omega_1$. Hence $\rho(\prec^\ast) < |W|^+ \le \omega_1$.
% TODO QUESTION \gist{%
We can turn $(X, \prec)$ into a tree $(T_\prec, \subsetneq)$
We can turn $(X, \prec)$ into a tree $(T_\prec, \subsetneq)$ with
with \begin{IEEEeqnarray*}{rCl}
\begin{IEEEeqnarray*}{rCl} \rho(\prec) &=& \rho(T_{\prec})
\rho(\prec) &=& \rho(T_{\prec}) \end{IEEEeqnarray*}
\end{IEEEeqnarray*} by setting $\emptyset \in T_{\prec}$
by setting $\emptyset \in T_{\prec}$ and
and $(x_0,\ldots,x_n) \in T_\prec$,$x_i \in X =\cN$,
$(x_0,\ldots,x_n) \in T_\prec$,$x_i \in X =\cN$, iff $x_0 \succ x_1 \succ x_2 \succ \ldots \succ x_n$.
iff $x_0 \succ x_1 \succ x_2 \succ \ldots \succ x_n$. }{%
Turn $(X,\prec)$ into a tree $(T_\prec, \subsetneq)$
with $\rho(\prec) = \rho(T_\prec)$,
$(x_0,\ldots,x_n) \in T_\prec$ iff $x_0 \succ \ldots \succ x_n$.
}
For all $x \succ y$ For all $x \succ y$
pick $\alpha_{x,y} \in \cN$ pick $\alpha_{x,y} \in \cN$
such that $(x, \alpha_{x,y}, y) \in [S]$ such that $(x, \alpha_{x,y}, y) \in [S]$.
define Define
\begin{IEEEeqnarray*}{rCl} \begin{IEEEeqnarray*}{rCl}
\phi\colon T_{\prec} \setminus \{\emptyset\} &\longrightarrow & W \\ \phi\colon T_{\prec} \setminus \{\emptyset\} &\longrightarrow & W \\
\phi(x_0,x_1,\ldots,x_n) &\longmapsto & (x_0\defon{n}, \alpha_{x_0}, x_1\defon{n},\ldots, (x_0,x_1,\ldots,x_n) &\longmapsto & (x_0\defon{n}, \alpha_{x_0,x_1}\defon{n} , x_1\defon{n},\ldots,
\alpha_{x_{n-1}}, x_n\defon{n}). \alpha_{x_{n-1},x_n}\defon{n} , x_n\defon{n}).
\end{IEEEeqnarray*} \end{IEEEeqnarray*}
Then $\phi$ is a homomorphism of $\subsetneq$ to $\prec^\ast$ Then $\phi$ is a homomorphism of $\supsetneq$ to $\prec^\ast$
so so
\[ \[
\rho(\prec) \rho(\prec)
= \rho(T_{\prec} \setminus \{\emptyset\} , \subsetneq) = \rho(T_{\prec} \setminus \{\emptyset\} , \supsetneq)
\le \rho(\prec^\ast) \le \rho(\prec^\ast)
< \omega_1. < \omega_1.
\] \]
\end{proof} \end{proof}

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@ -1,14 +1,15 @@
\lecture{15}{2023-12-05}{} \lecture{15}{2023-12-05}{}
% TODO ANKI-MARKER
\begin{theorem}[Boundedness Theorem] \begin{theorem}[Boundedness Theorem]
\yalabel{Boundedness Theorem}{Boundedness}{thm:boundedness} \yalabel{Boundedness Theorem}{Boundedness}{thm:boundedness}
\gist{%
Let $X$ be Polish, $C \subseteq X$ coanalytic, Let $X$ be Polish, $C \subseteq X$ coanalytic,
$\phi\colon C \to \omega_1$ a coanalytic rank on $C$, $\phi\colon C \to \omega_1$ a coanalytic rank on $C$,
$A \subseteq C$ analytic, i.e.~$A \in \Sigma^1_1(X)$. $A \subseteq C$ analytic, i.e.~$A \in \Sigma^1_1(X)$.
}{%
Let $X$ Polish, $C \in \Pi^1_1(X)$, $A \in \Sigma^1_1(X)$,
$A \subseteq C$, $\phi\colon C \to \omega_1$ a coanalytic rank.
}
Then $\sup \{\phi(x) : x \in A\} < \omega_1$. Then $\sup \{\phi(x) : x \in A\} < \omega_1$.
Moreover for all $\xi < \omega_1$, Moreover for all $\xi < \omega_1$,
@ -36,7 +37,7 @@
Since $D_\xi = \bigcup_{\eta < \xi} E_\xi$, Since $D_\xi = \bigcup_{\eta < \xi} E_\xi$,
it suffices to check $E_\xi \in \Sigma_1^1(X)$. it suffices to check $E_\xi \in \Sigma_1^1(X)$.
Let $\alpha \coloneqq \sup \{\phi(x) : x \in C\}$. Let $\alpha \coloneqq \sup \{\phi(x) : x \in C\}$.
Then $E_\xi = E_\alpha$ for all $\alpha < \xi < \omega_1$. Then $E_\xi = E_\alpha$ for all $\alpha \le \xi < \omega_1$.
Consider $\xi \le \alpha$. Consider $\xi \le \alpha$.
\begin{itemize} \begin{itemize}
@ -165,6 +166,10 @@ Recall:
A flow is \vocab{distal} iff A flow is \vocab{distal} iff
it has no proximal pair. it has no proximal pair.
\end{definition} \end{definition}
\begin{remark}
Note that a flow is minimal iff it has no proper subflows.
\end{remark}
\begin{definition}+ \begin{definition}+
Let $(T,X)$ and $(T,Y)$ be flows. Let $(T,X)$ and $(T,Y)$ be flows.
@ -187,9 +192,6 @@ Recall:
\begin{remark}
Note that a flow is minimal iff it has no proper subflows.
\end{remark}
\begin{example} \begin{example}
Recall that $S_1 = \{z \in \C : |z| = 1\}$. Recall that $S_1 = \{z \in \C : |z| = 1\}$.
Let $X = S_1$, $T = S_1$ Let $X = S_1$, $T = S_1$
@ -226,10 +228,9 @@ Recall:
A flow is isometric iff it is an isometric extension A flow is isometric iff it is an isometric extension
of the trivial flow, of the trivial flow,
i.e.~the flow acting on a singleton. i.e.~the flow acting on a singleton.
Indeed maps $\rho\colon X\times_\star X = X^2 \to 2$ Indeed maps $\rho\colon X\times_\star X = X^2 \to \R$
as in \yaref{def:isometricextension} as in \yaref{def:isometricextension}
correspond to metrics witnessing that the flow is isometric. correspond to metrics witnessing that the flow is isometric.
% TODO THINK ABOUT THIS!
\end{remark} \end{remark}
\begin{proposition} \begin{proposition}
An isometric extension of a distal flow is distal. An isometric extension of a distal flow is distal.
@ -238,7 +239,7 @@ Recall:
Let $\pi\colon X\to Y$ be an isometric extension. Let $\pi\colon X\to Y$ be an isometric extension.
Towards a contradiction, Towards a contradiction,
suppose that $x_1,x_2 \in X$ are proximal. suppose that $x_1,x_2 \in X$ are proximal.
Take $z \in X$ and $(g_n) \in T^{\omega}$ Take $z \in X$ and a sequence $(g_n)_{n < \omega}$ in $T$
such that $g_n x_1 \to z$ and $g_n x_2 \to z$. such that $g_n x_1 \to z$ and $g_n x_2 \to z$.
Then $g_n \pi(x_1) \to \pi(z)$ Then $g_n \pi(x_1) \to \pi(z)$
@ -253,9 +254,10 @@ Recall:
Hence $x_1 = x_2$ $\lightning$. Hence $x_1 = x_2$ $\lightning$.
\end{proof} \end{proof}
% TODO ANKI-MARKER
\begin{definition} \begin{definition}
Let $\Sigma = \{(X_i, T) : i \in I\} $ Let $\Sigma = \{(X_i, T) : i \in I\} $
be a collection of factors of $(X,T)$. % TODO State precise definition of a factor be a collection of factors of $(X,T)$.
Let $\pi_i\colon (X,T) \to (X_i, T)$ denote the factor maps. Let $\pi_i\colon (X,T) \to (X_i, T)$ denote the factor maps.
Then $(X, T)$ is the \vocab{limit} of $\Sigma$ Then $(X, T)$ is the \vocab{limit} of $\Sigma$
iff iff

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@ -259,7 +259,7 @@ for some $B_i \in \cB(Y_i)$.
Proof of Schröder-Bernstein: Proof of Schröder-Bernstein:
Let $X_0 \coloneqq X$, $Y_0 \coloneqq Y$ Let $X_0 \coloneqq X$, $Y_0 \coloneqq Y$
and define $X_{i+1} \coloneqq g(Y_i)$, $Y_{i+1 } \coloneqq g(X_i)$. and define $X_{i+1} \coloneqq g(Y_i)$, $Y_{i+1 } \coloneqq f(X_i)$.
We have $X_{i+1} \subseteq X_i$ and similarly for $Y_i$. We have $X_{i+1} \subseteq X_i$ and similarly for $Y_i$.
$f$ and $g$ are bijections between $f$ and $g$ are bijections between
$X_\omega \coloneqq \bigcap X_i$ and $Y_\omega \coloneqq \bigcap Y_i$. $X_\omega \coloneqq \bigcap X_i$ and $Y_\omega \coloneqq \bigcap Y_i$.