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lecture 08 2023-11-13 15:50:08 +01:00
7 changed files with 260 additions and 11 deletions

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@ -32,6 +32,7 @@ $\ZFC$ stands for
\end{notation} \end{notation}
$\ZFC$ consists of the following axioms: $\ZFC$ consists of the following axioms:
\begin{axiom}[\vocab{Extensionality}] \begin{axiom}[\vocab{Extensionality}]
\yalabel{Axiom of Extensionality}{(AoE)}{ax:ext}
\[ \[
\forall x.~\forall y.~(x = y \iff \forall z.~(z \in x \iff z \in y)). \forall x.~\forall y.~(x = y \iff \forall z.~(z \in x \iff z \in y)).
\] \]
@ -42,6 +43,7 @@ $\ZFC$ consists of the following axioms:
\end{axiom} \end{axiom}
\begin{axiom}[\vocab{Foundation}] \begin{axiom}[\vocab{Foundation}]
\yalabel{Axiom of Foundation}{(Fund)}{ax:fund}
Every set has an $\in$-minimal member: Every set has an $\in$-minimal member:
\[ \[
\forall x .~ \left(\exists a .~(a\in x) \implies \forall x .~ \left(\exists a .~(a\in x) \implies
@ -53,6 +55,7 @@ $\ZFC$ consists of the following axioms:
\] \]
\end{axiom} \end{axiom}
\begin{axiom}[\vocab{Pairing}] \begin{axiom}[\vocab{Pairing}]
\yalabel{Axiom of Pairing}{(Pair)}{ax:aop} % AoP
\[ \[
\forall x .~\forall y.~ \exists z.~(z = \{x,y\}). \forall x .~\forall y.~ \exists z.~(z = \{x,y\}).
\] \]
@ -72,12 +75,14 @@ $\ZFC$ consists of the following axioms:
\end{remark} \end{remark}
\begin{axiom}[\vocab{Union}] \begin{axiom}[\vocab{Union}]
\yalabel{Axiom of Union}{(AoU)}{ax:union} % Union
\[ \[
\forall x.~\exists y.~(y = \bigcup x). \forall x.~\exists y.~(y = \bigcup x).
\] \]
\end{axiom} \end{axiom}
\begin{axiom}[\vocab{Powerset}] \begin{axiom}[\vocab{Powerset}]
\yalabel{Powerset Axiom}{(Pow)}{ax:pow}
We write $x = \cP(y)$ We write $x = \cP(y)$
for for
$\forall z.~(z \in x \iff x \subseteq z)$. $\forall z.~(z \in x \iff x \subseteq z)$.
@ -87,13 +92,14 @@ $\ZFC$ consists of the following axioms:
\] \]
\end{axiom} \end{axiom}
\begin{axiom}[\vocab{Infinity}] \begin{axiom}[\vocab{Infinity}]
\yalabel{Axiom of Infinity}{(Inf)}{ax:inf}
A set $x$ is called \vocab{inductive}, A set $x$ is called \vocab{inductive},
iff $\emptyset \in x \land \forall y.~(y \in x \implies y \cup \{y\} \in x)$. iff $\emptyset \in x \land \forall y.~(y \in x \implies y \cup \{y\} \in x)$.
The axiom of infinity says that there exists and inductive set. The axiom of infinity says that there exists and inductive set.
\end{axiom} \end{axiom}
\begin{axiomschema}[\vocab{Separation}] \begin{axiomschema}[\vocab{Separation}]
\yalabel{Axiom Schema of Separation}{(Aus)}{ax:aus}
% TODO :(Aus) % TODO :(Aus)
Let $\phi$ be some fixed Let $\phi$ be some fixed
fist order formula in $\cL_\in$. fist order formula in $\cL_\in$.
@ -143,6 +149,3 @@ $\ZFC$ consists of the following axioms:
&)& &)&
\end{IEEEeqnarray*} \end{IEEEeqnarray*}
\end{axiom} \end{axiom}
% TODO Hier weiter

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@ -192,9 +192,4 @@ for example $\bigcup \omega = \omega$.
\item $1 = \{0\}, 2 = \{0,1\}, 3, \ldots$ \item $1 = \{0\}, 2 = \{0,1\}, 3, \ldots$
\item $\omega +1 = \omega \cup \{\omega\} , \omega + 2, \ldots$, \item $\omega +1 = \omega \cup \{\omega\} , \omega + 2, \ldots$,
\end{itemize} \end{itemize}
\end{example} \end{example}
\subsection{Induction and Recursion}

239
inputs/lecture_08.tex Normal file
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@ -0,0 +1,239 @@
\lecture{08}{2023-11-13}{Induction and recursion}
\subsection{Classes}
It is often very handy to work in a class theory rather than
in set theory.
To formulate a class theory,
we start out with a first order language
with two types of variables,
sets (denoted by lower case letters)
and classes (denoted by capital letters),
as well as one binary relation symbol $\in$
for membership.
\vocab{Bernays-Gödel class theory} (\vocab{BG})
has the following axioms:
\begin{axiom}[Extensionality]
\yalabel{Axiom of Extensionality}{(Ext)}{ax:bg:ext}
\[
\forall x, y. \left( x = y \iff \left( \forall z.~(z \in x \iff z \in y \right) \right).
\]
\end{axiom}
\begin{axiom}[Foundation]
\yalabel{Axiom of Foundation}{(Fund)}{ax:bg:fund}
\[
\forall x .(x \neq \emptyset \implies \exists y \in x . y \cap x = \emptyset).
\]
\end{axiom}
\begin{axiom}[Pairing]
\yalabel{Axiom of Pairing}{(Pair)}{ax:bg:pair}
\[
\forall x \forall y \exists z . z = \{x,y\}.
\]
\end{axiom}
\begin{axiom}[Union]
\yalabel{Axiom of Union}{(Union)}{ax:bg:union}
\[
\forall x \exists y .~ y = \bigcup x.
\]
\end{axiom}
\begin{axiom}[Power]
\yalabel{Powerset Axiom}{(Pow)}{ax:bg:pow}
\[
\forall x \exists y .~ y = \cP(x).
\]
\end{axiom}
\begin{axiom}[Infinity]
\yalabel{Axiom of Infinity}{(Infinity)}{ax:bg:inf}
\[
\exists x . ~(\emptyset \in x \land \left( \forall y \in x .~y \cup \{y\} \in x \right)).
\]
\end{axiom}
Together with the following axioms for classes:
\begin{axiom}[Extensionality for classes]
\[
\forall X \forall Y \left( \forall x(x \in X \iff y \in X) \implies X = Y).
\]
\end{axiom}
\begin{axiom}
Every set is a class:
\[
\forall x \exists X. x = X.
\]
\end{axiom}
\begin{axiom}
Every element of a class is a set:
\[
\forall X \exists Y.~(X \in Y \to \exists x.~x = X).
\]
\end{axiom}
\begin{axiom}[Replacement]
\yalabel{Axiom of Replacement}{(Rep)}{ax:bg:rep}
If $F$ is a function and inf $a $ is a set,
then $F"a$ is a set.
\end{axiom}
Here a \vocab[Class function]{(class) function} is a class
consisting of pairs $(x,y)$,
such that for every $x$ there is at most one $y$
with $(x,y) \in F$.
Furthermore $F"a \coloneqq \{y : \exists x \in a .~(x,y) \in F\}$.
\begin{remark}
Note that we didn't need to use an axiom schema,
\yarefs{ax:bg:rep} is a single axiom.
\end{remark}
\begin{axiom}[Comprehension]
\yalabel{Axiom of Comprehension}{(Comp)}{ax:bg:comp}
\[
\forall X_1 \ldots \forall X_k .~\exists Y ( \forall x .~x \in Y \iff \phi(x,X_1,\ldots, X_k))
\]
where $\phi(x, X_1, \ldots, X_k)$
is a formula which contains exactly $X_1, \ldots, X_k, x$
as free variables,
and $\phi$ does not have quantifiers
ranging over classes.%
\footnote{If one removes the restriction regarding
quantifiers another theory, called
\vocab{Morse-Kelly} set theory, is obtained.}
\end{axiom}
\todo{notation: $\emptyset, \cap$}
\subsection{Induction and Recursion}
\begin{definition}
A binary relation $R$ on a set $X$,
i.e.~$R \subseteq X \times X$,
is called \vocab{well-founded}
iff for all $\emptyset \neq Y \subseteq X$
there is some $x \in Y$
such that for no $y \in Y. (y,x) \in R$.
\end{definition}
\begin{example}
\begin{enumerate}[(a)]
\item $(\N, <)$ is well-founded.
\item Let $M$ be a set,
and let $\in\defon{M} \coloneqq \{(x,y) : x,y \in M \land x \in y\}$.
Fund is equivalent to saying that
this is a well-founded relation for every $M$.
\end{enumerate}
\end{example}
\begin{lemma}
\label{lem:fundseq}
In $\ZFC - \Fund$,
the following are equivalent:
\begin{itemize}
\item \Fund,
\item There is no sequence $\langle x_n : n < \omega \rangle$
such that $x_{n+1} \in x_n$ for all $n < \omega$.
\end{itemize}
\end{lemma}
\begin{proof}
Suppose such sequence exists.
Then $\{x_n : n < \omega\}$
(this exists as by definition sequence of the $x_n$ is a function
and this set is the range of that function)
violates \Fund.
For the other direction let $M \neq \emptyset$ be some set.
Suppose that \Fund does not hold for $M$.
Using \Choice,
we construct an infinite sequence $x_0 \ni x_1 \ni x_2 \ni \ldots$
of elements of $M$.
More formally,
for each $x \in M$
let $A_x \coloneqq \{y \in M: y \in x\}$.
Suppose that $A_x \neq \emptyset$ for all $x \in M$.
Using \AxC
we get a function for $\langle A_x : x \in M \rangle$,%
\footnote{Actually we only need the axiom of dependent choice,
a weaker form of the axiom of choice.
We'll discuss this later.% TODO REF
}
i.e.~a function $f\colon M \to M$
such that $f(x) \in A_x$ for $x \in M$.
Now fix $x \in M$.
We want to produce
a function
$g\colon \omega \to M$
such that
\begin{itemize}
\item $g(0) = x$,
\item $g(n+1) = f(g(n)) \in A_{g(n)}$.
\end{itemize}
Let
\begin{IEEEeqnarray*}{rCl}
G &=& \{\overline{g} : \exists n \in \omega . \\
&&~ ~\overline{g} \text{ is a function with domain $n$ and range $\subseteq M$, such that}\\
&&~ ~\overline{g}(0) = x \land \forall m \in \omega.~(m+1 \in \dom(\overline{g}) \implies \overline{g}(m+1) = f(\overline{g}(m)))\}.
\end{IEEEeqnarray*}
$G$ exists as it can be obtained by \AxSep
from ${}^{< \omega}M$.
By induction,
for every $n \in \omega$,
there is a $\overline{g} \in G$
with $\dom(\overline{g}) \in n+1$:
This holds for $n = 0$,
as $\{(0,x)\} \in G$.
If $\overline{g} \in G$ with $\dom(\overline{g}) = n+ 1$,
then $\overline{g} \cup \{(n+1, f(\overline{g}(n)))\} \in G$.
Also by induction,
for every $n \in \omega$,
there is a \emph{unique}
$\overline{g}$ with $\dom(\overline{g}) = n+1$.
Now let $g = \bigcup \overline{G}$.
Also let $g(0) = x$ and $g(n+1) = f(g(n))$
for all $n \in \omega$.
\end{proof}
\begin{lemma}[Dependent Choice]
Suppose that $M \neq \emptyset$
and $R$ is a binary relation on $M$
such that for all $x \in M$,
$A_x \coloneqq \{y \in M : (y,x) \in R\}$
is not empty.
Then for every $x \in M$ there exists a function
$g\colon \omega \to M$
such that $g(0) = x$
and $g(n+1) \in A_{g(n)}$
for all $n < \omega$.
\end{lemma}
\begin{proof}
We showed a special case of this in the proof of
\yaref{lem:fundseq}.
\end{proof}
\begin{remark}
In $\ZF$ this is a weaker form of \Choice.
\end{remark}
The construction of $g$ in the previous proof was a special case of
a construction on the proof of the recursion theorem: % TODO REF

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@ -47,3 +47,11 @@
\yaref@text@large{#1}% \yaref@text@large{#1}%
\fi% \fi%
} }
% Force a small reference
\newcommand{\yarefs}[1]{%
\relax\ifmmode%
\yaref@math@verysmall{#1} % scriptscript style
\else%
\yaref@text@small{#1} %
\fi%
}

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@ -113,7 +113,10 @@
\DeclareSimpleMathOperator{HOD} \DeclareSimpleMathOperator{HOD}
\DeclareSimpleMathOperator{OD} \DeclareSimpleMathOperator{OD}
\DeclareSimpleMathOperator{AC} \DeclareSimpleMathOperator{AC}
\DeclareSimpleMathOperator{Fund} \newcommand{\Choice}{\yarefs{ax:c}}
% \DeclareSimpleMathOperator{Choice}
% \DeclareSimpleMathOperator{Fund}
\newcommand{\Fund}{\yarefs{ax:fund}}
\DeclareSimpleMathOperator{Pair} \DeclareSimpleMathOperator{Pair}
\DeclareSimpleMathOperator{Union} \DeclareSimpleMathOperator{Union}
\DeclareSimpleMathOperator{Rep} \DeclareSimpleMathOperator{Rep}
@ -124,7 +127,6 @@
\DeclareSimpleMathOperator{AoP} \DeclareSimpleMathOperator{AoP}
\DeclareSimpleMathOperator{AoU} \DeclareSimpleMathOperator{AoU}
\DeclareSimpleMathOperator{AoI} \DeclareSimpleMathOperator{AoI}
\DeclareSimpleMathOperator{Choice}
\DeclareSimpleMathOperator{Inf} \DeclareSimpleMathOperator{Inf}

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@ -31,6 +31,7 @@
\input{inputs/lecture_05} \input{inputs/lecture_05}
\input{inputs/lecture_06} \input{inputs/lecture_06}
\input{inputs/lecture_07} \input{inputs/lecture_07}
\input{inputs/lecture_08}
\cleardoublepage \cleardoublepage

1
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@ -0,0 +1 @@
Better REF for axioms