lecture 10
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Josia Pietsch 2023-11-24 19:07:12 +01:00
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@ -13,8 +13,24 @@ Applications of induction and recursion:
Once we have such a function, Once we have such a function,
$\{x\} \cup \bigcup \ran(F)$ $\{x\} \cup \bigcup \ran(F)$
is a set as desired. is a set as desired.
To get this $F$ using the recursion theorem,
\todo{insert formal application of recursion theorem} pick $D$ such that
\[
(\emptyset, 0, \{x\}) \in D
\]
and
\[
(f, n+1, \bigcup\bigcup \ran(f)) \in D.
\]
The recursion theorem then gives a function
such that
\begin{IEEEeqnarray*}{rCl}
F(0) &=& \{x\},\\
F(n+1) &=& \bigcup\bigcup \ran(F\defon{n+1})\\
&=& \bigcup \bigcup \{\{x\}, x, \bigcup x, \ldots, \underbrace{\bigcup^{n-1} x}_{F(n)}\}
= \bigcup F(n),
\end{IEEEeqnarray*}
i.e.~$F(n+1) = \bigcup F(n)$.
\end{proof} \end{proof}
\begin{notation} \begin{notation}
@ -26,7 +42,27 @@ Applications of induction and recursion:
such that $F(\alpha) = \bigcup \{\cP(F(\beta)): \beta < \alpha\}$. such that $F(\alpha) = \bigcup \{\cP(F(\beta)): \beta < \alpha\}$.
\end{lemma} \end{lemma}
\begin{proof} \begin{proof}
\todo{TODO} Use the recursion theorem with $R = \in $
and $(w,x,y) \in D$ iff
\[
y = \bigcup \{\cP(\overline{y}) : \overline{y} \in \ran(w)\}.
\]
This function has the following properties:
\begin{IEEEeqnarray*}{rCl}
F(0) &=& \bigcup \emptyset = \emptyset,\\
F(1) &=& \bigcup \{\cP(\emptyset)\} = \bigcup \{\{\emptyset\} \} = \{\emptyset\},\\
F(2) &=& \bigcup \{\cP(\emptyset), \cP(\{\emptyset\})\} = \bigcup \{\{\emptyset\}, \{\emptyset, \{\emptyset\} \} \} = \{\emptyset, \{\emptyset\} \},\\
\ldots
\end{IEEEeqnarray*}
It is easy to prove by induction:
\begin{enumerate}[(a)]
\item Every $F(\alpha)$ is transitive.
\item $F(\alpha) \subseteq F(\beta)$ for all $\alpha \le \beta$.
\item $F(\alpha+1) = \cP(F(\alpha))$ for all $\alpha \in \OR$.
\item $F(\lambda) = \bigcup \{F(\beta) :\beta < \lambda\}$
for $\lambda \in \OR$ a limit.
\end{enumerate}
\end{proof} \end{proof}
\begin{notation} \begin{notation}
Usually, one write $V_\alpha$ for $F(\alpha)$. Usually, one write $V_\alpha$ for $F(\alpha)$.
@ -37,4 +73,97 @@ Applications of induction and recursion:
such that $x \in V_\alpha$, such that $x \in V_\alpha$,
i.e.~$V = \bigcup \{V_{\alpha} : \alpha \in \OR\}$. i.e.~$V = \bigcup \{V_{\alpha} : \alpha \in \OR\}$.
\end{lemma} \end{lemma}
\begin{proof}
We use induction on the well-founded $\in$-relation.
Let $A = \bigcup \{V_\alpha : \alpha \in \OR\}$.
We need to show that $A = V$.
By induction it suffices to prove that for every $x \in V$,
if $\{y : y \in x\} \subseteq A$, then $x \in A$.
The hypothesis says that for all $y \in x$,
there is some $\alpha$ with $y \in V_\alpha$.
Write $\alpha_y$ for the least such $\alpha$.
By \AxRep, $\{\alpha_y : y \in x\}$
is a set and we may let
$\alpha = \sup \{\alpha_y : y \in x\} \ge \alpha_y$
for all $y \in x$.
Then $y \in V_{\alpha_y} \subseteq V_\alpha$
for all $y \in x$.
In other words $x \subseteq V_\alpha$,
hence $x \in V_{\alpha+1}$.
\end{proof}
\begin{lemma}[\vocab{Transitive collapse}/\vocab{Mostowski collapse}]
\yalabel{Mostowski Collapse}{Mostowski}{lem:mostowski}
Let $R$ be a binary set-like relation on a class $A$.
Then $R$ is well-founded iff there is a transitive class $B$
such that
\[
(B, \in\defon{B}) \cong (A, R),
\]
i.e.~there is an isomorphism $F$,
that is a function $F\colon B \to A$
with $x \in y \iff (F(x),F(y)) \in R$ for $x,y \in B$.
\end{lemma}
\begin{proof}
``$\impliedby$'' Suppose that $R$ is ill-founded
(i.e.~not well-founded).
Then there is some $(y_n : n < \omega)$ such that $y_n \in A$
and $(y_{n+1}, y_n) \in R$ for all $n < \omega$.
But then if $F$ is an isomorphism as above,
\[
F^{-1}(Y_{n+1}) \in F^{-1}(Y_n)
\]
for all $n < \omega$ $\lightning$
``$\implies$ '' Suppose that $R$ is well-founded.
We want a transitive class $B$ and a function $F\colon B \leftrightarrow A$
such that
\[
x \in y \iff (F(x), F(y)) \in R.
\]
Equivalently $G\colon A \leftrightarrow B$
with $(x,y) \in R$ iff $G(x) \in G(y)$ for all $x,y \in A$.
In other words, $G(y) = \{G(x) : (x,y) \in R\}$.
Such a function $G$ and class $B$ exist by the recursion theorem.
\end{proof}
\begin{lemma}[\vocab{Rank function}]
Let $R$ be a well-founded and set-like binary relation
on a class $A$.
Then there is a function $F\colon A \to \OR$,
such that for all $x,y \in A$
\[(x,y) \in R \implies F(x) < F(y) F(x) < F(y).\]
\end{lemma}
\begin{proof}
By the recursion theorem,
there is $F$ such that
\[
F(y) = \sup \{F(x) + 1 : (x,y) \in R\}.
\]
This function is as desired.
\end{proof}
This does not skip any ordinals,
as $F(y)$ is the least ordinal $> F(x)$
for all $(x,y) \in R$.
Thus $\ran(F)$ is transitive.
So either $\ran(F) = \OR$
or $\ran(F) \in \OR$.
This $F$ is called the \vocab{rank function} for $(A, R)$.
\begin{notation}
\[
\rk_R(x) = \|x\|_R \coloneqq F(x),
\]
and
\[
\rk_R \rank(R) \coloneqq \ran(F).
\]
In the special case that $R$ is a linear order on $A$,
hence a well-order,
$\rank(R)$ is called the \vocab{order type} of $R$
(or of $(A,R)$), written $\otp(R)$.
\end{notation}

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@ -158,21 +158,21 @@ so $|a| = \aleph_\beta$ for some $\beta \le |\alpha|$.
\[ \[
\ran(\Gamma\defon{\aleph_\alpha \times \aleph_\alpha}) \supseteq \aleph_\alpha, \ran(\Gamma\defon{\aleph_\alpha \times \aleph_\alpha}) \supseteq \aleph_\alpha,
\] \]
as otherwise $\Gamma\defon{\aleph_\alpha \times \alepha_\alpha}: \alepha_{\alpha} \times \alepha_\alpha \to \eta$ as otherwise $\Gamma\defon{\aleph_\alpha \times \aleph_\alpha}: \aleph_{\alpha} \times \aleph_\alpha \to \eta$
would be a bijection for some $\eta < \alepha_\alpha$, would be a bijection for some $\eta < \aleph_\alpha$,
but $\alepha_\alpha$ is a cardinal. but $\aleph_\alpha$ is a cardinal.
Suppose that $\ran(\Gamma\defon{\aleph_\alpha \times \alepha_\alpha}) \supsetneq \aleph_\alpha$. Suppose that $\ran(\Gamma\defon{\aleph_\alpha \times \aleph_\alpha}) \supsetneq \aleph_\alpha$.
Then there exist $\eta, \eta' < \aleph_\alpha$ with Then there exist $\eta, \eta' < \aleph_\alpha$ with
\[ \[
\Gamma((\eta, \eta')) = \alepha_\alpha. \Gamma((\eta, \eta')) = \aleph_\alpha.
\] \]
So $\Gamma\defon{\{(\gamma,\delta) : (\gamma,\delta) <^\ast (\eta, \eta'\}}$ So $\Gamma\defon{\{(\gamma,\delta) : (\gamma,\delta) <^\ast (\eta, \eta'\}}$
is bijective onto $\alepha_\alpha$. is bijective onto $\aleph_\alpha$.
If $(\gamma,\delta) <^\ast (\eta, \eta')$, If $(\gamma,\delta) <^\ast (\eta, \eta')$,
then $\max \{\gamma,\delta\} \le \max \{\eta, \eta'\}$. then $\max \{\gamma,\delta\} \le \max \{\eta, \eta'\}$.
Say $\eta \le \eta' < \alepha_\alpha$ Say $\eta \le \eta' < \aleph_\alpha$
and let $\aleph_\alpha = |\eta'|$. and let $\aleph_\alpha = |\eta'|$.
There is a surjection There is a surjection
\[f\colon \underbrace{(\eta +1)}_{ \le \aleph_\beta} \times \underbrace{(\eta' + 1)}_{\sim \aleph_\beta} \twoheadrightarrow \aleph_\alpha.\] \[f\colon \underbrace{(\eta +1)}_{ \le \aleph_\beta} \times \underbrace{(\eta' + 1)}_{\sim \aleph_\beta} \twoheadrightarrow \aleph_\alpha.\]

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@ -135,5 +135,9 @@
\newcommand{\concat}{{}^\frown} \newcommand{\concat}{{}^\frown}
\DeclareMathOperator{\hght}{height} \DeclareMathOperator{\hght}{height}
\DeclareSimpleMathOperator{rank}
\DeclareSimpleMathOperator{rk}
\DeclareSimpleMathOperator{otp}
\newcommand\lecture[3]{\hrule{\color{darkgray}\hfill{\tiny[Lecture #1, #2]}}} \newcommand\lecture[3]{\hrule{\color{darkgray}\hfill{\tiny[Lecture #1, #2]}}}